Leading regulatory compliance consulting for lower and middle-market firms
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Developing, implementing and maintaining best in class compliance programs.
We are a specialized compliance consulting firm dedicated to supporting lower and middle-market investment advisers, private funds, and broker dealers. As former regulators and in-house senior staff, we understand the specific regulatory needs and critical policy issues relevant to PE/VC, RIAs, Hedge Funds and Broker Dealers. We support those needs by active involvement on an outsourced basis. We serve:
Executing on your urgent and ongoing compliance and accounting needs.
We offer a comprehensive set of regulatory compliance, accounting and monitoring services intended to help our clients with preventing, detecting, responding, and remediating negative examination findings, regulatory scrutiny, misconduct, and other prohibited acts. Some of the key areas we cover include:
Delivering exceptional results.
Our clients rely on our premier expertise, deep industry knowledge, and unparalleled responsiveness on complex compliance regulatory topics. Simply put, we deliver timely results that significantly benefit our client’s business.
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