Privacy policy and our use of cookies

1. Introduction

RegComp Financial endeavors to maintain the highest standards of confidentiality and to respect the privacy of our clients as well as other unaffiliated persons whose personal information we collect and process. Our commitment to privacy includes being transparent about the nature and extent of that processing and the rights that may be available to you with respect there to.

This Website Privacy Policy (“policy”) describes the types of personal information we may collect about you in the context of your use of  (the “site”), the purposes for which we use the information, and the circumstances in which we may share such information. As used throughout this policy, the term “RegComp Financial,” “we”, “our” or “us” refers to RegComp Financial.

When you visit the site, we collect certain personal information about you. As used in this policy, “personal information” means information that identifies, relates to, describes, is capable of being associated with, or could reasonably be linked, directly or indirectly, to you or your household.

2. Collection of Personal Information

The categories below describe the personal information we collect about you and the sources from which we collect those categories of personal information.

Personal Identifiers
Description: Email Address
Sources: You

3. Use of Personal Information

We may use your information for the following purposes:

Providing information to you: We use the e-mail address you provide through the site to deliver our regulatory updates e-mail to you.‍

4. Information security: How We Protect Your Privacy

RegComp Financial is committed to protecting the privacy and confidentiality of your personal information. We limit access to your personal information to authorized RegComp Financial employees. We also maintain physical, electronic and procedural safeguards to protect the information against loss, misuse, damage or modification and unauthorized access or disclosure.

5. Privacy and Internet

The following additional information will be of interest to you as a visitor to this site:

“Cookies” are small text files that may be placed on your Web browser when you visit our Web sites or when you view advertisements we have placed on other Web sites. For more information about cookies, how our Web sites use them, and your options with respect to their use, please see our cookies policy. This policy provides a general statement of the ways in which RegComp Financial protects your personal information when you access and use the site. The policy will be effective immediately upon posting to our Web site. This version of the policy is effective January 1, 2021. RegComp Financial may occasionally contact you by post, telephone, electronic mail, facsimile, etc. with details of products and services that we believe may be of interest to you. If you do not wish to be contacted in this way, if you wish to exercise your rights of correction and access, or if you require further information regarding our privacy policies and practices in the above-referenced regions, please reach out to the email address provided on the Web site.

Our Use of Cookies and Your Options

By using a RegComp Financial Web site with your browser settings adjusted to accept cookies you consent to our use of cookies and other tools to provide the services available on those sites. If you would like to modify your browser to notify you when you receive a new cookie or to disable cookies altogether, please refer to Managing Cookies below.

1. Cookies and How We Use Them

Cookies are small text files that may be placed on your Web browser when you visit our Web sites or when you view advertisements we have placed on other Web sites. Cookies allow your browser to remember some specific information which the Web server can later retrieve and use.  When you quit your browser, some cookies are stored in your computer’s memory, while some expire or disappear.

Cookies are used primarily for administrative purposes, to improve your experience with our Web sites. Examples of this would include the use of cookies:

1. To improve site security by “authenticating” you (i.e. verify that you are who you say you are) when you sign-in to our site.

2. To keep track of your specified preferences such as language, time zone and timeouts after periods of inactivity.

3. To allow you to navigate our sites more easily by “remembering” your identity so that you do not have to input your password multiple times as you move between pages or services.

In addition to administrative uses, we may also use cookies in one or more of the following ways, depending on the Web site you are using:

1. To conduct research and analytics to improve our Web sites and our products and services. This includes compiling statistical information concerning, among other things, the frequency of your use of our Web sites, the pages visited and the length of each visit.

2. To display RegComp Financial advertisements when you visit Web sites of third parties with whom we have marketing relationships and to help us gauge the effectiveness of our advertising efforts. These parties may gather information concerning  your use of other Web sites and provide us with de-identified information about you (such as demographic information or the names of sites where you have been shown ads) which we may use to provide you with more relevant and useful advertising.

2. Managing Cookies

The Help menu on the menu bar of most browsers will tell you how to prevent your browser from accepting new cookies, how to have the browser notify you when you receive a new cookie and how to disable cookies altogether. Additionally, you can disable or delete similar data used by browser add-ons, such as Flash cookies, by changing the add-on’s settings or visiting the Web site of its manufacturer. Some of our sites employ “functionality cookies” that help the site remember your settings and preferences for use when you visit the site in the future. This provides amore tailored and pleasant user experience.

These cookies store information in multiple places. On those site using functionality cookies, you will find a “Delete Cookies” feature on every page that will allow you to delete these cookies completely from your device. Please note that, if you decline to use cookies, you may experience reduced functionality and, for sites using authentication-related cookies, declining cookies will prevent you from using the Web site altogether. To learn more about what cookies are set on your computer as you browse the Web and how to manage or delete them, visit

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