Stay up-to-date on recent enforcement actions, alerts, and regulatory news.

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SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination

SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions

Administrative Proceeding: Rimar Capital USA, Inc., Rimar Capital, LLC, Itai Royi Liptz, and Clifford Todd Boro

In the Matter of Rimar Capital USA, Inc., et al. Admin. Proc. File No. 3-22236

Altman Rule 102(e) Reinstatement Order

SEC Files Settled Insider Trading Action Against Texas CPA and Former Internal Audit Head of Public Company

FINRA Launches Financial Intelligence Fusion Center to Combat Cybersecurity and Fraud Threats

Federal Court Grants CFTC Motion for Summary Judgment, Orders Former Hedge Fund Manager to Pay $2.2 Million for Swap Valuation Fraud

CFTC Charges U.S. Service Member with Insider Trading in Nicolás Maduro-Related Event Contracts

CFTC Announces Director of the Whistleblower Office

CFTC Staff Issues Supplemental Letter Regarding No-Action Position on Reporting, Recordkeeping Requirements

CFTC Orders New York Trader to Pay $200,000 for Spoofing

SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme

Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC

SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens