Stay up-to-date on recent enforcement actions, alerts, and regulatory news.

SEC Awards More Than $3.5 Million to Whistleblower

March 16, 2022

SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

March 16, 2022

SEC Awards Approximately $14 Million to Whistleblower

March 16, 2022

SEC Enforcement: Charges Call Center Operators in $58 Million Penny Stock Scheme

March 16, 2022

SEC Enforcement: Charges Three Florida Residents in Multi-Million Dollar Insider Trading Scheme

January 23, 2022

SEC Enforcement: Charges ICO Issuer and Founder with Defrauding Investors

January 23, 2022

SEC Issues Awards Totaling More Than $40 Million to Four Whistleblowers

January 23, 2022

SEC Enforcement: Charges Private Equity Fund Adviser with Fee and Expense Disclosure Failures

January 6, 2022

SEC Enforcement: JPMorgan Admits to Widespread Recordkeeping Failures and Agrees to Pay $125 Million Penalty to Resolve SEC Charges

January 6, 2022

SEC Enforcement: Charges Five Russians in $80 Million Hacking and Trading Scheme

January 6, 2022

James E. Grimes Named Chief Administrative Law Judge at SEC

January 6, 2022

SEC Proposes Rules to Prevent Fraud to Prevent Undue Influence over CCOs and to Require Reporting of Large Security-Based Swap Positions

January 6, 2022

Rule Proposal: SEC Proposes Amendments to Money Market Fund Rules

January 6, 2022

SEC Proposes New Share Repurchase Disclosure Rules

January 6, 2022

SEC Proposes Amendments Regarding Rule 10b5-1 Insider Trading Plans and Related Disclosures

January 6, 2022