Stay up-to-date on recent enforcement actions, alerts, and regulatory news.

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The Impact of COVID-19 on Private Equity

2021: What’s Ahead from NIST in Cybersecurity and Privacy?

Middle Market: Treasury Nominee Considers Tighter Private Equity Regulation

What Is Driving the Increased Interest in ESG At Private Equity Firms?

Senator Kirk Cullimore Introduced Utah Consumer Privacy Act in Utah State Senate

Oklahoma Data Privacy Act: One of Nation's First "opt-in" Proposed Privacy Laws

Proposed Legislation to Increase Data Privacy and Security for Florida Firms

Examining Best Execution and Trading in the Current Landscape

Legal Brief: Global Pressure Drives AML Reforms in the Philippines, Pakistan

Cayman Islands, Morocco Placed on Terror-Financing Watch List

Key Takeaways from ABA Panel on FINRA’s 2021 Exam Findings and Regulatory Priorities

SEC decision seen as first step toward brokers’ mainstream cryptocurrency use

SEC Charges Two Former KPMG Auditors for Improper Professional Conduct During Audit of Not-for-Profit College

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

Lawmakers Consider Tax Hike on Private Equity