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SEC Clarifies the Application of Federal Securities Laws to Crypto Assets
April 2, 2026
SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit Trail
April 2, 2026
SEC Highlights Financial Independence During Financial Literacy Month
April 2, 2026
Litigation Release No. 26478 / February 5, 2026 (Insider Trading Enforcement)
February 12, 2026
Litigation Release No. 26481 / February 11, 2026 (Misappropriation of Investor Funds to Pay Personal Expenses)
February 12, 2026
Litigation Release No. 26482 / February 11, 2026 (Alleged Accounting Fraud)
February 12, 2026
Paul Tzur and David Morrell Named Deputy Directors of the Division of Enforcement
February 5, 2026
J. Russell McGranahan Named SEC General Counsel
February 5, 2026
Keith E. Cassidy Named Director of the Division of Examinations
February 5, 2026
Regulatory Framework for Finders
February 5, 2026
SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud
February 5, 2026
Enforcement: Commission Opinion and Adjudicatory Order - Roberto Mejill-Tellado
January 14, 2026
Enforcement: Commission Opinion and Adjudicatory Order - W&E Source Corp.
January 14, 2026
Compliance Outreach on Regulation S-P
January 14, 2026
Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals
January 14, 2026
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